Net capital rule

Results: 731



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14173rd United States Congress / Financial economics / Finance / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Net capital rule / Form 144 / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 15, 2014 The U.S. Securities and Exchange Commission (Commission) announced the temporary

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Source URL: www.sec.gov.

Language: English - Date: 2014-09-15 06:29:33
142Financial regulation / Securities Exchange Act / Government / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 29, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in

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Source URL: www.sec.gov

Language: English - Date: 2014-09-29 06:14:31
143Macroeconomics / Economic indicators / Economy of the United States / Current account / Balance of payments / United States public debt / Balance of trade / Financial position of the United States / Net capital rule / Economics / International economics / National accounts

NEWS RELEASE EMBARGOED UNTIL RELEASE AT 8:30 A.M. EST, WEDNESDAY, December 17, 2014 Sarah Scott: ([removed]BEA 14-62

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Source URL: www.bea.gov

Language: English - Date: 2014-12-17 08:30:04
144Financial markets / Financial services / United States housing bubble / Net capital rule / Repurchase agreement / Money market / Federal Reserve System / Broker-dealer / Mutual fund / Financial economics / Investment / Finance

POLICY NO. FIN-23 Title: DATE

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Source URL: www.lvcva.com

Language: English - Date: 2014-11-17 17:15:22
145Financial system / Net capital rule / Broker-dealer / Registered Investment Advisor / Short / Securities and Exchange Commission / California Fire Safe Council / Financial services / Investment Advisers Act / Financial economics / Financial markets / Finance

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 25, 2014 INVESTMENT ADVISERS ACT OF 1940

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Source URL: www.sec.gov

Language: English - Date: 2014-09-25 15:17:40
146Venture capital / International Financial Reporting Standards / Comprehensive income / Economics / United States housing bubble / Net capital rule / Finance / Private equity / Financial economics

SECOND QUARTER September 30, 2014 2

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Source URL: www.bdc.ca

Language: English - Date: 2014-11-20 09:39:16
147Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 6, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov

Language: English - Date: 2014-08-06 06:19:21
148Financial regulation / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Net capital rule / Form 144 / United States securities law / United States Securities and Exchange Commission / Financial economics

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]October 31, 2014

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Source URL: www.sec.gov

Language: English - Date: 2014-10-31 06:38:56
149Financial regulation / Finance / 73rd United States Congress / Securities Exchange Act / Securities and Exchange Commission / Net capital rule / Form 144 / United States securities law / United States Securities and Exchange Commission / Financial economics

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 15, 2014 The U.S. Securities and Exchange Commission (Commission) announced the temporary

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Source URL: www.sec.gov

Language: English - Date: 2014-09-15 06:29:10
150Generally Accepted Accounting Principles / Taxation / Financial statements / Financial accounting / Deferred tax / Net capital rule / Income tax in the United States / Accrual / Income tax / Finance / Accountancy / Business

[removed]STATEMENT OF FINANCIAL CONDITION

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Source URL: www.tdbank.com

Language: English - Date: 2014-12-02 12:26:21
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